Law Librarian
Ask a Librarian
Need Help?
Books & Databases on Securities Law & Taxation
- Stock Sales Subject to Section 304 byAvailable through Bloomberg BNA Tax and Accounting Center. Accessible at UW Law School connections and to the UW Law School community.
- REMICs, FASITs and Other Mortgage-Backed Securities byAvailable through Bloomberg BNA Tax and Accounting Center. Accessible at UW Law School connections and to the UW Law School community.
Electronic Resources
- Edgar on sec.govFree public access to public company filings.
- Federal Securities LawsLaws that govern the securities industry from sec.gov.
- Checkpoint formerly RIA CheckpointUnder News/Current Awareness, see Cummings Corporate Tax Insights in Checkpoint.
- SEC Administrative Proceeding DocumentsSearch open administrative proceedings for principal pleadings, orders, and decisions. Search by file number or case name.
- Securities WeekAvailable by electronic access.